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31 Years of Experience Speak to David Ortiz Now
800-584-1902

Personal Wealth Management for High-Net-Worth Individuals

Protecting and growing your wealth starts with a clear vision and advice for today and tomorrow. Your dedicated advisor and wealth management team will provide extensive financial experience, comprehensive planning/investing, and personal service. We provide Accredited Investors with access to Alternative Investments, Cash Management Strategies, Active Investment Portfolios and Collaborative Investment Process that is optimally designed for clients with minimum investable assets of $1 million+.

Exclusive, Custom, Sophisticated Investment Services

The most complete picture of your wealth possible – and all the confidence that goes with it.

Access to
non-Traditional
Investments

Advanced Cash Management Strategy

Tax and
Portfolio
Efficiencies

Tactical
Wealth
Preservation

Collaborative
Investment
Management

Elevate Your High-Net-Worth Approach

We work closely with high-net-worth individuals, families, select foundations and endowments to develop wealth and investment management strategies. We then identify investment opportunities to help them reach their objectives. We complement these services with robust execution capabilities and attentive client service. Where appropriate, we introduce our clients to the broader network and resources of Ortiz Advisors Private Wealth Management.

  • Alternative investments
  • Bank and brokerage custody
  • CDs, CDARs, fixed income and structured products
  • Professional money management
  • CDs, CDARs, fixed income and structured products
  • Private banking
  • Professional money management
  • Trust solutions
  • Alternative investments
  • Consumer borrowing, fully paid securities lending and margin lending
  • Private banking
  • Philantropic solutions, like donor advised funds
  • Trust solutions

Dedicated to Your Needs: How We Serve You

Initiate a plan to get it done.

Your personal success is not defined by a portfolio or its benchmarks — but by how well your interests align to your goals.

We help you see your wealth in the context of your life, then tether it to quantitative data — like cash flow, assets, and liabilities. This approach brings organization, clarity and confidence to your decision-making. Your success is defined by this goals-based framework, built to suit your life.

An integrated approach to your investments

Based on an understanding of your long-term vision and your feelings about risk, your advisor will help identify appropriate investments and then work to build a coherent strategy around them. Below is what you can expect from Ortiz Advisors.

  • An appropriately balanced and globally diversified strategy, based on a review of your current portfolio and your preferences and objectives.
  • Direct access to your own investment manager to help you make use of different asset classes and account types.
  • Active management of your investments, focusing on minimizing the impact of taxes, mitigating risk, and seeking growth opportunities.
  • A multi-account management approach integrates our strategies across your goals and your accounts to provide you with greater flexibility and more investment options.

Typical Advisor Versus An Advisor Specialist

Typical Advisor: Generalist

Are you disappointed with your current advisor’s services and performance? If you’re dissatisfied, the reason may be that your advisor has:

Too Many Accounts to Manage
Our research has shown that many investment advisors have more than 150+ clients. This means the advisor is overseeing thousands of holdings invested in tens of thousands of different account configurations, all requiring routine management. It also means an advisor’s attention can get stretched quite thin.

Compensation Incentives
Many advisors work at large brokerage firms, as did many of our advisors previously. It’s not uncommon for these firms to “strongly encourage” the use of specific products. In a world in which your advisor’s compensation can vary from 0.25% – 15% based on the product he or she sells, bias can easily become part of the equation.

Ineffective Communication
Lack of communication often is the top complaint from high net-worth individuals. When an advisor has too many clients, it frequently leads to a lack of regular, meaningful communication. The truth is, communication should not start and end at the beginning of the relationship; it should build and deepen over time.

Ortiz Advisors: Specialists

Fiduciary Services Agreement
Your team of investment advisors provides you with a written agreement that outlines in detail each service you will receive and the date it will be provided. This outline ensures that you receive a high-level of communication and service you are promised:

  • Consistent phone contact
  • Monthly internal reviews
  • Quarterly face-to-face meetings
  • Annual Summary Report
  • Annual Plan Review
Attention Investors
The only people who are authorized to invest using 'Personal Wealth Management for High-Net-Worth Individuals' website are sophisticated investors with personal or professional experience assessing the long term business prospects of investments that may contain a high a degree of risk. In addition, if you are a citizen or resident of the United States, you must qualify as an “Accredited Investor” as defined in Rule 501 of Regulation D under the Securities Act of 1933, and be sophisticated enough to protect your own interests. We may ask you for information needed to confirm your status as an Accredited Investor, or to confirm other information about your status (for example, to confirm your identity), prior to allowing you to invest with Ortiz Advisors.

According to the SEC http://www.sec.gov/answers/accred.htm document

Under the Securities Act of 1933, a company that offers or sells its securities must register the securities with the SEC or find an exemption from the registration requirements. The Act provides companies with a number of exemptions. For some of the exemptions, such as rules 505 and 506 of Regulation D, a company may sell its securities to what are known as “accredited investors.”

The federal securities laws define the term accredited investor in Rule 501 of Regulation D as:

  • a bank, insurance company, registered investment company, business development company, or small business investment company;
  • an employee benefit plan, within the meaning of the Employee Retirement Income Security Act, if a bank, insurance company, or registered investment adviser makes the investment decisions, or if the plan has total assets in excess of $5 million;
  • a charitable organization, corporation, or partnership with assets exceeding $5 million;
  • a director, executive officer, or general partner of the company selling the securities;
  • a business in which all the equity owners are accredited investors;
  • a natural person who has an individual net worth, or joint net worth with the person’s spouse, that exceeds $1 million at the time of the purchase;
  • a natural person with income exceeding $200,000 in each of the two most recent years or joint income with a spouse exceeding $300,000 for those years and a reasonable expectation of the same income level in the current year; or
  • a trust with assets in excess of $5 million, not formed to acquire the securities offered, whose purchases a sophisticated person makes.
  • For more information about the SEC’s registration requirements and common exemptions, read the brochure, Q&A: Small Business & the SEC.